About Eric
Eric Mok is a partner in Caldwell’s Financial Services Practice, and a member of the Toronto office. With more than 25 years of experience in investment banking and wealth management, he has strong corporate relationships, strategic advisory skills and a deep understanding of the public markets across many sectors including banking, insurance, real estate, asset management, technology, energy infrastructure and diversified industry groups. His overall experience provides him with a wide network of C-suite relationships in corporate Canada.
Experience
Eric joined Caldwell after a 21-year career at RBC. He spent 16 years at RBC Capital Markets as a Managing Director in Equity Capital Markets, focusing on the origination and execution of convertible debenture, preferred share, and yield-oriented products. Prior to investment banking, Eric spent seven years in wealth management as a fixed income portfolio advisor/bond trader at RBC Dominion Securities Inc. (five years) and TD Securities (two years), where he executed bond trades, provided strategic advice on bond swapping strategies, credit-related issues, and preferred share markets.
Education
Eric holds a BA (Honours) in English with a minor in economics from the University of Toronto. He has also completed several certifications from the Canadian Securities Institute.
